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Swiss Helvetia Fund, Inc. - SWZ
Officers
Directors
Officer & Directors
10 Percent
All
All Sectors
Unknown
Unknown
Unknown
Include option trades
Include indirect trades
Latest data: 4/2/2026 10:07:19 PM
EDGAR CIK
0000813623
1 Month
3 Month
6 Month
1 Year
2 Years
Buy Breakdown
Total $426,370
Sell Breakdown
Total $0
No sell transactions for this time period.
Monthly Totals
Transaction
Filed
Name
Type
Shares @ Price
Value
Balance change
Ownership
03/18/2026
03/19/2026
Goldstein Phillip
Secretary
Officer
Director
Other owner
Buy
10,000 @ $5.98
$59,800.00
113,234
(9.69%)
Direct
03/05/2026
03/09/2026
Goldstein Phillip
Secretary
Officer
Director
Other owner
Buy
10,000 @ $5.99
$59,900.00
103,234
(10.73%)
Direct
03/03/2026
03/05/2026
Goldstein Phillip
Secretary
Officer
Director
Other owner
Buy
5,000 @ $6.01
$30,050.00
93,234
(5.67%)
Direct
02/23/2026
02/25/2026
Goldstein Phillip
Director
Buy
5,000 @ $6.13
$30,650.00
87,910
(6.03%)
Direct
02/06/2026
02/10/2026
Goldstein Phillip
Director
Buy
10,000 @ $6.07
$60,700.00
82,910
(13.72%)
Direct
02/04/2026
02/05/2026
Dakos Andrew
President and CEO
CEO
Director
Buy
6,000 @ $6.03
$36,180.00
39,453
(17.94%)
Direct
02/03/2026
02/05/2026
Dakos Andrew
President and CEO
CEO
Director
Buy
10,000 @ $5.97
$59,670.00
33,453
(42.64%)
Direct
02/03/2026
02/04/2026
Sell Moritz A
Director
Buy
1,000 @ $5.96
$5,960.00
9,998
(11.11%)
Direct
02/02/2026
02/04/2026
Sell Moritz A
Director
Buy
1,120 @ $5.98
$6,697.60
8,998
(14.22%)
Direct
01/30/2026
02/03/2026
Goldstein Phillip
Director
Buy
10,000 @ $5.92
$59,200.00
72,910
(15.90%)
Direct
10/27/2025
10/29/2025
Sell Moritz A
Director
Buy
1,000 @ $6.05
$6,055.00
4,400
(29.41%)
Direct
06/30/2025
07/01/2025
Sell Moritz A
Director
Buy
1,815 @ $6.34
$11,507.10
3,400
(114.51%)
Direct