Goldstein Phillip

EDGAR CIK 0001067621

High Income Securities Fund - PCF

Director Other owner
Direct Buys
6
$238,541
41,206 Shares
Direct Sells
0
$0
0 Shares
Indirect Buys
0
$0
0 Shares
Indirect Sells
0
$0
0 Shares
Monthly Values

Transaction Filed Type Shares @ Price Value Balance ( Change % ) Ownership
03/18/2026
03/19/2026
Buy
17,905 @ $5.46
$97,761 41,353 (76.36%) Direct
02/03/2026
02/04/2026
Buy
10,000 @ $6.05
$60,500 23,448 (74.36%) Direct
02/02/2026
02/04/2026
Buy
7,514 @ $6.05
$45,460 13,448 (126.63%) Direct
12/18/2025
12/18/2025
Buy
2,500 @ $5.99
$14,975 5,934 (72.80%) Direct
12/17/2025
12/18/2025
Buy
800 @ $6.03
$4,824 3,434 (30.37%) Direct
12/16/2025
12/18/2025
Buy
2,487 @ $6.04
$15,021 2,634 (1,691.84%) Direct

Swiss Helvetia Fund, Inc. - SWZ

Officer Director Other owner
Secretary
Direct Buys
6
$300,300
50,000 Shares
Direct Sells
0
$0
0 Shares
Indirect Buys
0
$0
0 Shares
Indirect Sells
0
$0
0 Shares
Monthly Values

Transaction Filed Type Shares @ Price Value Balance ( Change % ) Ownership
03/18/2026
03/19/2026
Buy
10,000 @ $5.98
$59,800 113,234 (9.69%) Direct
03/05/2026
03/09/2026
Buy
10,000 @ $5.99
$59,900 103,234 (10.73%) Direct
03/03/2026
03/05/2026
Buy
5,000 @ $6.01
$30,050 93,234 (5.67%) Direct
02/23/2026
02/25/2026
Buy
5,000 @ $6.13
$30,650 87,910 (6.03%) Direct
02/06/2026
02/10/2026
Buy
10,000 @ $6.07
$60,700 82,910 (13.72%) Direct
01/30/2026
02/03/2026
Buy
10,000 @ $5.92
$59,200 72,910 (15.90%) Direct

Special Opportunities Fund, Inc. - SPE

Officer Director
Chairman and Secretary
Direct Buys
1
$41,400
3,000 Shares
Direct Sells
0
$0
0 Shares
Indirect Buys
0
$0
0 Shares
Indirect Sells
0
$0
0 Shares
Monthly Values

Transaction Filed Type Shares @ Price Value Balance ( Change % ) Ownership
04/04/2025
04/08/2025
Buy
3,000 @ $13.80
$41,400 34,822 (9.43%) Direct