Dakos Andrew

EDGAR CIK 0001341021

Swiss Helvetia Fund, Inc. - SWZ

CEO Director Other owner
President and CEO
Direct Buys
2
$95,850
16,000 Shares
Direct Sells
0
$0
0 Shares
Indirect Buys
14
$495,825
82,316 Shares
Indirect Sells
0
$0
0 Shares
Monthly Values

Transaction Filed Type Shares @ Price Value Balance ( Change % ) Ownership
03/30/2026
03/31/2026
Buy
5,300 @ $5.91
$31,312 83,319 (6.79%) Indirect - Limited Partnership
03/27/2026
03/31/2026
Buy
5,900 @ $5.92
$34,928 78,019 (8.18%) Indirect - Limited Partnership
03/24/2026
03/26/2026
Buy
6,000 @ $5.96
$35,750 73,119 (8.94%) Indirect - Limited Partnership
03/12/2026
03/13/2026
Buy
3,324 @ $6.00
$19,944 67,119 (5.21%) Indirect - Limited Partnership
03/11/2026
03/13/2026
Buy
1,700 @ $6.00
$10,200 63,795 (2.74%) Indirect - Limited Partnership
03/06/2026
03/09/2026
Buy
12,500 @ $5.97
$74,625 62,095 (25.20%) Indirect - Limited Partnership
03/05/2026
03/09/2026
Buy
12,000 @ $6.01
$72,120 49,595 (31.92%) Indirect - Limited Partnership
03/02/2026
03/04/2026
Buy
14,918 @ $6.02
$89,762 37,595 (65.78%) Indirect - Limited Partnership
02/27/2026
03/02/2026
Buy
2,000 @ $6.20
$12,400 22,677 (9.67%) Indirect - Limited Partnership
02/26/2026
03/02/2026
Buy
5,000 @ $6.17
$30,850 20,677 (31.89%) Indirect - Limited Partnership
02/24/2026
02/25/2026
Buy
1,674 @ $6.16
$10,319 15,677 (11.95%) Indirect - Limited Partnership
02/23/2026
02/25/2026
Buy
4,000 @ $6.13
$24,540 14,003 (39.99%) Indirect - Limited Partnership
02/20/2026
02/23/2026
Buy
3,000 @ $6.16
$18,476 10,003 (42.84%) Indirect - Limited Partnership
02/19/2026
02/23/2026
Buy
5,000 @ $6.12
$30,599 7,003 (249.63%) Indirect - Limited Partnership
02/04/2026
02/05/2026
Buy
6,000 @ $6.03
$36,180 39,453 (17.94%) Direct
02/03/2026
02/05/2026
Buy
10,000 @ $5.97
$59,670 33,453 (42.64%) Direct

Special Opportunities Fund, Inc. - SPE

Officer Director
President
Direct Buys
0
$0
0 Shares
Direct Sells
1
($60,065)
-4,098 Shares
Indirect Buys
0
$0
0 Shares
Indirect Sells
0
$0
0 Shares
Monthly Values

Transaction Filed Type Shares @ Price Value Balance ( Change % ) Ownership
12/30/2025
12/31/2025
Sell
-4,098 @ $14.66
($60,065) 6,064 (-40.33%) Direct