Institutional Investment Strategy Fund - XIVYX

Include option trades

Include indirect trades

Latest data: 1/5/2026 10:06:50 PM

EDGAR CIK

1 Month 3 Month 6 Month 1 Year 2 Years

Buy Breakdown

Total $189,173

Sell Breakdown

Total $3,319

Monthly Totals

Transaction	Filed	Name	Type	Shares @ Price	Value	Balance change		Ownership
12/23/2025	12/29/2025	Pauker Matthew Principal Financial Officer Officer 10% owner	Sell	-269 @ $12.30	($3,308.70)	161,756	(-0.17%)	Direct
12/03/2025	12/04/2025	Ghodoosi Arash Principal Financial Officer Officer	Buy	2 @ $12.20	$24.40	1,995	(0.10%)	Direct
12/01/2025	12/02/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	41 @ $12.19	$499.79	41,106	(0.10%)	Direct
11/03/2025	11/05/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	41 @ $12.18	$499.38	41,065	(0.10%)	Direct
10/01/2025	10/03/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	41 @ $12.01	$492.41	41,024	(0.10%)	Direct
09/02/2025	09/03/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	42 @ $11.74	$493.08	40,982	(0.10%)	Direct
08/04/2025	08/07/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	8 @ $11.64	$93.12	40,939	(0.02%)	Direct
07/28/2025	07/29/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	8 @ $11.68	$93.44	40,931	(0.02%)	Direct
07/21/2025	07/22/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	8 @ $11.55	$92.40	40,922	(0.02%)	Direct
07/14/2025	07/15/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	8 @ $11.52	$92.16	40,914	(0.02%)	Direct
07/07/2025	07/10/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	8 @ $11.48	$91.84	40,905	(0.02%)	Direct
06/30/2025	07/01/2025	Ghodoosi Arash President, Principal Executive Officer	Buy	8 @ $11.46	$91.68	40,896	(0.02%)	Direct
06/02/2025	07/15/2025	Potti Bharath Director	Buy	3,477 @ $11.15	$38,768.55	3,478	(241,962.42%)	Direct
04/28/2025	04/30/2025	Ghodoosi Arash President, Principal Executive Officer	Sell	-1 @ $10.77	($10.77)	40,887	(-0.00%)	Direct
04/14/2025	05/06/2025	Pauker Matthew Principal Financial Officer Officer 10% owner	Buy	13,378 @ $10.64	$142,341.92	162,026	(9.00%)	Direct
03/13/2025	03/18/2025	Ghodoosi Arash President, Principal Executive Officer 10% owner	Buy	511 @ $10.76	$5,498.36	511	(336,184.21%)	Direct