Guggenheim Active Allocation Fund - GUG

Include option trades

Include indirect trades

EDGAR CIK

1 Month 3 Month 6 Month 1 Year 2 Years

Buy Breakdown

Transaction	Filed	Name	Type	Shares @ Price	Value	Balance change		Ownership
03/06/2026	03/09/2026	Barnes Randall C Director Other owner	Sell	-3,000 @ $15.85	($47,550.00)	62,322	(-4.59%)	Direct
12/18/2025	12/19/2025	Nyberg Ronald Director Other owner	Buy	321 @ $15.53	$4,985.13	2,426	(15.25%)	Direct
05/05/2025	05/08/2025	Nyberg Ronald Director Other owner	Buy	1,305 @ $15.15	$19,774.53	2,105	(163.13%)	Direct