Guggenheim Active Allocation Fund - GUG

Include option trades

Include indirect trades

EDGAR CIK

1 Month 3 Month 6 Month 1 Year 2 Years

Buy Breakdown

No sell transactions for this time period.

Transaction	Filed	Name	Type	Shares @ Price	Value	Balance change		Ownership
12/18/2025	12/19/2025	Nyberg Ronald Director Other owner	Buy	321 @ $15.53	$4,985.13	2,426	(15.25%)	Direct
05/05/2025	05/08/2025	Nyberg Ronald Director Other owner	Buy	1,305 @ $15.15	$19,774.53	2,105	(163.13%)	Direct
04/01/2025	04/01/2025	Toupin Ronald E Jr Director Other owner	Buy	1,500 @ $15.10	$22,650.00	13,617	(12.38%)	Direct