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Caterpillar Inc - CAT
Officers
Directors
Officer & Directors
10 Percent
All
All Sectors
Manufacturing
Industrial Machinery & Computers
Construction Machinery & Equip
Include option trades
Include indirect trades
Latest data: 4/2/2026 10:07:19 PM
EDGAR CIK
0000018230
1 Month
3 Month
6 Month
1 Year
2 Years
Buy Breakdown
Total $0
No buy transactions for this time period.
Sell Breakdown
Total $41,054,873
Monthly Totals
Transaction
Filed
Name
Type
Shares @ Price
Value
Balance change
Ownership
03/05/2026
03/06/2026
Creed Joseph E
Chief Executive Officer
CEO
Sell
-2,500 @ $718.93
($1,797,316.85)
35,083
(-6.65%)
Direct
02/17/2026
02/18/2026
Schaupp William E
Chief Accounting Officer
Officer
Sell
-972 @ $764.20
($742,802.40)
824
(-54.12%)
Direct
02/17/2026
02/18/2026
Shurman Rodney Michael
Group President
Officer
Sell
-1,764 @ $763.39
($1,346,619.96)
1,440
(-55.06%)
Direct
02/12/2026
02/13/2026
Kaiser Jason
Group President
Officer
Sell
-1,690 @ $776.70
($1,312,623.00)
8,661
(-16.33%)
Direct
12/31/2025
01/05/2026
Bonfield Andrew R J
Chief Financial Officer
CFO
Sell
-10,000 @ $575.06
($5,750,589.07)
45,460
(-18.03%)
Direct
12/01/2025
12/02/2025
Bonfield Andrew R J
Chief Financial Officer
CFO
Sell
-10,000 @ $571.44
($5,714,447.96)
55,460
(-15.28%)
Direct
11/05/2025
11/06/2025
Schaupp William E
Chief Accounting Officer
Officer
Sell
-1,200 @ $572.22
($686,664.00)
1,323
(-47.56%)
Direct
10/10/2025
10/14/2025
Umpleby Iii Donald J
Executive Chairman
Officer
Sell
-17,166 @ $505.29
($8,673,808.14)
448,173
(-3.69%)
Direct
09/22/2025
09/23/2025
Umpleby Iii Donald J
Executive Chairman
Officer
Sell
-17,166 @ $462.65
($7,941,849.90)
465,339
(-3.56%)
Direct
09/02/2025
09/03/2025
Umpleby Iii Donald J
Executive Chairman
Officer
Director
Sell
-17,168 @ $412.87
($7,088,152.16)
482,505
(-3.44%)
Direct